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ASX Principles

ASX Corporate Governance Principles. Published by ASX Corporate Governance Council, version 4th edition. Kapālins maps it at category level: the assessment’s 3 AI-risk areas, each tied to this framework, rather than clause by clause. 1 of 3 risk areas are proved by a live signal from the platform, and 2 by the assessment.

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Risk areas mapped
LLM Security controlsAssessment
Agentic AI Risk controlsAssessment
AI Governance & Risk Management controlsLive signal

Live signal: a signal from the gateway, probes or device sensor proves it continuously. Assessment: it is evidenced by answers to the assessment. Both are exported in the regulator evidence pack.

History

How the ASX Principles got here.

  1. Adopted

    ASX Corporate Governance Council released the first edition of the Principles of Good Corporate Governance. ASX

  2. Amended

    Second edition of the Corporate Governance Principles and Recommendations released. ASX

  3. Amended

    Corporate Governance Principles and Recommendations with 2010 amendments released. ASX

  4. Amended

    Third edition of the Corporate Governance Principles and Recommendations released. ASX

  5. Amended

    Fourth edition released; ASX says it remains in effect until notified otherwise. ASX

  6. Proposed

    ASX opened an eight-week public consultation on a draft fifth edition, closing 14 September 2026. ASX

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