Framework library · United States

SOC 2

SOC 2 Type II (AICPA Trust Services Criteria). Published by AICPA, version 2017 TSC (2022 PoF). Kapālins maps it at category level: the assessment’s 3 AI-risk areas, each tied to this framework, rather than clause by clause. 2 of 3 risk areas are proved by a live signal from the platform, and 1 by the assessment.

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Risk areas mapped
LLM Security controlsLive signal
Agentic AI Risk controlsAssessment
AI Governance & Risk Management controlsLive signal

Live signal: a signal from the gateway, probes or device sensor proves it continuously. Assessment: it is evidenced by answers to the assessment. Both are exported in the regulator evidence pack.

History

How SOC 2 got here.

  1. Adopted

    The AICPA issued the Trust Services Criteria in their current form. EY To the Point

  2. Amended

    The AICPA revised the points of focus for the 2017 Trust Services Criteria; the criteria themselves were unchanged. EY To the Point

  3. Guidance

    AICPA SOC 2 guide updated as of this date for the revised points of focus and SSAE 20 and 21. AICPA & CIMA